You are being (ethically) watched!

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In the current issue of Bulletin of the World Health Organization, authors Margaret Carrel and Stuart Rennie describe ethical challenges presented by demographic and health surveillance activities performed in low-income countries (“Demographic and Health Surveillance: Longitudinal Ethical Considerations”).  What’s the link to translational research and gene transfer?


A number of issues identified in this article represent continuing challenges for fields like gene transfer, and this article offers analysis on these from an entirely different angle and context.

The most prominent example is the problem of distinguishing between research and care. Health surveillance activities inevitably identify health problems that demand intervention. But because surveillance sites are designed to provide information that will predict trends in similar, unmonitored sites, intervening risks diminishing the reliability of information about disease patterns. Some readers of this blog might be aware that I have argued that clear demarcations between research and care are impossible, and ethicists should abandon the project of trying to devise a dichotomous distinction (Hastings Center Report 2007). Health surveillance provides yet another example.

A second parallel is the issue of consent. The authors of this article ask whether new members of a household–children, for example–must provide consent for surveillance activities that their parents agreed to before they were born. This is analogous to issues encountered around germ cell interventions (intentional or otherwise) in gene transfer. Same is true for infertility treatment research.

Finally, a recent entry in this blog describes a paper Alex John London and I published on gene transfer trials in low and middle-income countries. The kinds of surveillance activities described in this article provide the types of information that research sponsors will need to make the case that an intervention they intend to test will be “responsive” to local health needs. Getting the ethics right for this “leg work” will be necessary for getting the ethics right for translational trials. (photo credit: Christian et Cie, 2008).

BibTeX

@Manual{stream2008-142,
    title = {You are being (ethically) watched!},
    journal = {STREAM research},
    author = {Jonathan Kimmelman},
    address = {Montreal, Canada},
    date = 2008,
    month = aug,
    day = 6,
    url = {http://www.translationalethics.com/2008/08/06/you-are-being-ethically-watched/}
}

MLA

Jonathan Kimmelman. "You are being (ethically) watched!" Web blog post. STREAM research. 06 Aug 2008. Web. 10 Jan 2025. <http://www.translationalethics.com/2008/08/06/you-are-being-ethically-watched/>

APA

Jonathan Kimmelman. (2008, Aug 06). You are being (ethically) watched! [Web log post]. Retrieved from http://www.translationalethics.com/2008/08/06/you-are-being-ethically-watched/


Stemming Medical Tourism (part 1)

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The July 17 issue of Nature reports that a patient participating in a Vienna-based cell transfer study for urinary incontinence won a lawsuit against the University Hospital in Innsbruck for not being “told… the procedure was experimental.”


The case was described in an earlier post in my blog (May 27, 2008: Bladder Trouble at the Frontier).  There are a number of cell transfer strategies that are being applied in clinics, despite absence of reliable data showing efficacy. This should worry conscientious investigators who are trying to shepherd this promising technology platform to clinical application.

Here’s one example: Bankok based company TheraVitae offers cell transfer to advanced heart patients. In future posts, I will explore concerns about an emerging overseas industry in non-validated therapeutics that 1- involve cutting edge therapies, and 2-involve investors, and scientists, whose countries of origin have not yet licensed such therapies for clinical application. (photo credit: Olivander 2006)

BibTeX

@Manual{stream2008-143,
    title = {Stemming Medical Tourism (part 1)},
    journal = {STREAM research},
    author = {Jonathan Kimmelman},
    address = {Montreal, Canada},
    date = 2008,
    month = jul,
    day = 23,
    url = {http://www.translationalethics.com/2008/07/23/stemming-medical-tourism-part-1/}
}

MLA

Jonathan Kimmelman. "Stemming Medical Tourism (part 1)" Web blog post. STREAM research. 23 Jul 2008. Web. 10 Jan 2025. <http://www.translationalethics.com/2008/07/23/stemming-medical-tourism-part-1/>

APA

Jonathan Kimmelman. (2008, Jul 23). Stemming Medical Tourism (part 1) [Web log post]. Retrieved from http://www.translationalethics.com/2008/07/23/stemming-medical-tourism-part-1/


Ethics, Phase 1 Trials, and the Developing World

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Under what conditions is it ethical to perform phase 1, translational clinical trials in low and middle-income countries? Together with lead author Alex John London (Carnegie Mellon, Philosophy), I attempt to answer that question in the July 5 issue of Lancet (“Justice in Translation: From Bench to Bedside in the Developing World”).


The article makes three main points. First, we note that much discussion about international research has centered on post-trial access to interventions (that is, should patients enrolled in trials be provided with free drug even after a trial is completed?) However, we argue that this question is irrelevant for phase 1 studies, which test safety rather than efficacy.

Second, we note that most major national and international ethics codes indicate that trials conducted in disadvantaged communities should be responsive to local health needs. We suggest that this is the appropriate standard for determining whether phase 1 trials are consistent with international standards of fairness for clinical research.

Third, we attempt to specify what international policies actually mean by responsiveness. We suggest that a trial is responsive if it addresses an urgent, umet health need of a host community, and if it is part of a process of developing knowledge that can reasonably be projected to be applied in a host community. (photo credit: VCU Tompkins-McCaw Library Collections, 2008)

BibTeX

@Manual{stream2008-144,
    title = {Ethics, Phase 1 Trials, and the Developing World},
    journal = {STREAM research},
    author = {Jonathan Kimmelman},
    address = {Montreal, Canada},
    date = 2008,
    month = jul,
    day = 22,
    url = {http://www.translationalethics.com/2008/07/22/ethics-phase-1-trials-and-the-developing-world/}
}

MLA

Jonathan Kimmelman. "Ethics, Phase 1 Trials, and the Developing World" Web blog post. STREAM research. 22 Jul 2008. Web. 10 Jan 2025. <http://www.translationalethics.com/2008/07/22/ethics-phase-1-trials-and-the-developing-world/>

APA

Jonathan Kimmelman. (2008, Jul 22). Ethics, Phase 1 Trials, and the Developing World [Web log post]. Retrieved from http://www.translationalethics.com/2008/07/22/ethics-phase-1-trials-and-the-developing-world/


Are Phase 1 Volunteers Vulnerable?

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In the January 2008 issue of Archives of Internal Medicine, an NIH team led by Christine Grady reports the results of a study (Participants in Phase 1 Oncology Research Trials: Are They Vulnerable?) surveying the demographics of patients who participate in phase 1 cancer studies. They report that these volunteers are overwhelmingly white, have pretty good physical functioning, earn above average incomes, have above average educational attainment, and do not lack for health insurance coverage. The authors then suggest that phase 1 volunteers “do not fit into any of the categories of vulnerable populations addressed by specific regulations.”


This is an informative paper, though the results should not surprise anyone who has followed the field of phase 1 cancer research. Their use of National Cancer Institute (NCI) data is clever and comprehensive (though their anemic sample of 11 non-NCI studies is puzzling). And I agree with the tacit message: that regulators and ethicists should avoid infantalizing persons with terminal illness.

On the other hand, the article contains some misleading or debatable statements. The suggestion that phase 1 cancer volunteers “do not fit into any categories of vulnerable populations” is not exactly true: the Belmont Report implicitly categorizes the “very sick” as vulnerable. The World Health Organizations CIOMS policy states quite clearly: “Persons who have serious, potentially disabling or life-threatening diseases are highly vulnerable.”

The view of vulnerability and autonomy espoused in this paper will strike many readers as thin and reductionistic– as if it were a box on a census form rather than an experience. So too is the suggestion that phase 1 study participants are not “in need of special protection.” Nevertheless, this paper does help direct our concerns away from income and demography towardvariables that might really matter, like dependence, fear, and flux. (photo credit: Lutz-R.Frank 2007).

BibTeX

@Manual{stream2008-145,
    title = {Are Phase 1 Volunteers Vulnerable?},
    journal = {STREAM research},
    author = {Jonathan Kimmelman},
    address = {Montreal, Canada},
    date = 2008,
    month = jul,
    day = 3,
    url = {http://www.translationalethics.com/2008/07/03/are-phase-1-volunteers-vulnerable/}
}

MLA

Jonathan Kimmelman. "Are Phase 1 Volunteers Vulnerable?" Web blog post. STREAM research. 03 Jul 2008. Web. 10 Jan 2025. <http://www.translationalethics.com/2008/07/03/are-phase-1-volunteers-vulnerable/>

APA

Jonathan Kimmelman. (2008, Jul 03). Are Phase 1 Volunteers Vulnerable? [Web log post]. Retrieved from http://www.translationalethics.com/2008/07/03/are-phase-1-volunteers-vulnerable/


On Not Getting It…

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Here is the scenario: you have cancer, and your doctor has told you there is no way to treat it. But there is an experimental drug that is being offered in a phase 1 study. Your doctor asks if you’re interested.


You join the study because its your best shot. You know there are likely to be side effects–there always are with cancer drugs. You know the drug might not work–no cancer drug works all the time for all people.

If your doctor knew that entering the phase 1 study was unlikely to eradicate your cancer– or even extend your life– would you want to be told, or would you prefer that the doctor keep this information from you?

The question came up in a recent research ethics committee (IRB) meeting I attended, in which a phase 1 cancer study consent form contained language to the effect of “you may or may not benefit from joining this study.” I proposed that the language be changed to “this study is unlikely to significantly affect the course of your cancer.” My preference was based on the following reasons:

1- “may or may not benefit” does not contain any information about probability. Indeed, there is a subtle rhetorical partity, wherebt most readers view “may” as having equal weight as “may not” such that they view this as suggesting a 50% probability of benefit.

2- two recent, large mete-analyses showed that studies of the type reviewed here result in tumor shrinkage for about 10% of patients. There is no evidence that tumor shrinkage in these studies actually translates to longer life or improved comfort. So, in fact, we do have information about probability of benefit.

3- Patients enter these studies not because of a desire to further cancer research, but rather, because they are seeking cure. This has been shown in numerous surveys.

4- Patients who enter these studies significantly overestimate the probability that they will benefit clinically. Also shown in numerous surveys.

5- Informed consent requires, at a minimum, that volunteers be provided information that a reasonable person would consider material to their decision to enroll.

A reasonable, terminal cancer patient would probably want to have some information about the probability that a drug that is likely to have strong side effects is unlikely to work against their cancer.

Incredibily, most of the members of my IRB disagreed, saying (among other things) that it would discourage patients (hmmm. I thought medical paternalism went out with Buicks with tailfins); that nothing in the original language implied benefit was a sure thing (yes, the original language made it very clear that instead of 100% chance of benefit, chance of benefit was somewhere between 0 and 99.999%);  that no one would enroll in the study with my language (wow! I thought our job was to protect volunteers, not investigators); that we’ve never done that before (let me make sure I understand this.  It’s ok to withhold relevant information from volunteers, as long as you’ve done it before).

Yes, Virginia, the IRB system really is broken! (photo credit: Kenoir 2007)

BibTeX

@Manual{stream2008-146,
    title = {On Not Getting It…},
    journal = {STREAM research},
    author = {Jonathan Kimmelman},
    address = {Montreal, Canada},
    date = 2008,
    month = jun,
    day = 27,
    url = {http://www.translationalethics.com/2008/06/27/on-not-getting-it/}
}

MLA

Jonathan Kimmelman. "On Not Getting It…" Web blog post. STREAM research. 27 Jun 2008. Web. 10 Jan 2025. <http://www.translationalethics.com/2008/06/27/on-not-getting-it/>

APA

Jonathan Kimmelman. (2008, Jun 27). On Not Getting It… [Web log post]. Retrieved from http://www.translationalethics.com/2008/06/27/on-not-getting-it/


Collins Resigns (part 2)

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Nature ran an elegiac editorial in the June 5 edition on Collins’ resignation. It provides a desiderata for future directors: “the new director will have to ensure that the implications and applications of those projects are fully explained to all concerned… genomics is now at the point where the science and technology are moving much faster than society’s ability to assimilate and make sense of the information.”


I’m not clear what is meant by “explained to all concerned.”  At any rate, “all concerned” will arguably have a lot of explaining to do to any new director of NHGRI. As for society’s “ability to make sense of the information,” well yes- that’s precisely the point.  If we can’t make sense of the information, it seems that the technology isn’t moving quite as fast as we might have thought.

This “run-away train” trope has been with us since the inception of the human genome project. But a brief consideration of medical applications from genome research provides good reason for patience. Exhibit A is genetic diagnostics, which have turned out to be a lot more complex and uncertain than originally thought. Exhibit B is, of course, gene transfer. Exhibit C is drug development. Despite large investments in genomic technology, pharmaceutical productivity seems to have declined. 

What can be said, at least, is that legislators have moved slow: Collins described recent passage of legislation against genetic discrimination as one of his proudest achievements.  I wish it hadn’t taken Congress 15 years. (photo credit: Roby72 2007)

BibTeX

@Manual{stream2008-147,
    title = {Collins Resigns (part 2)},
    journal = {STREAM research},
    author = {Jonathan Kimmelman},
    address = {Montreal, Canada},
    date = 2008,
    month = jun,
    day = 13,
    url = {http://www.translationalethics.com/2008/06/13/collins-resigns-part-2/}
}

MLA

Jonathan Kimmelman. "Collins Resigns (part 2)" Web blog post. STREAM research. 13 Jun 2008. Web. 10 Jan 2025. <http://www.translationalethics.com/2008/06/13/collins-resigns-part-2/>

APA

Jonathan Kimmelman. (2008, Jun 13). Collins Resigns (part 2) [Web log post]. Retrieved from http://www.translationalethics.com/2008/06/13/collins-resigns-part-2/


Also at ASGT: Collins Steps Down

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Francis Collins spoke for the first time after announcing his resignation after fifteen years as director of the National Human Genome Research Institute. Collins presided over the completion of the human genome project, as well as a series of other genome sequence and other “big-science” programs like the HapMap.


Attendance at Collins’ talk seemed surprisingly spotty. His speech did not particularly highlight gene transfer research; the subject was stacked like cord wood along with other genome project achievements like pharmacogenetics and drug target identification. Perhaps tellingly in terms of where he sees the biggest impact of genomics, Collins said he intends to write a book on personalized genomics.

Collins did, nevertheless, offer a tip of the hat to the Leber’s Congenital Amaurosis study, saying he was “exhilarated” by it. To be continued…(photo credit: dawn m. armfield 2007)

BibTeX

@Manual{stream2008-148,
    title = {Also at ASGT: Collins Steps Down},
    journal = {STREAM research},
    author = {Jonathan Kimmelman},
    address = {Montreal, Canada},
    date = 2008,
    month = jun,
    day = 12,
    url = {http://www.translationalethics.com/2008/06/12/also-at-asgt-collins-steps-down/}
}

MLA

Jonathan Kimmelman. "Also at ASGT: Collins Steps Down" Web blog post. STREAM research. 12 Jun 2008. Web. 10 Jan 2025. <http://www.translationalethics.com/2008/06/12/also-at-asgt-collins-steps-down/>

APA

Jonathan Kimmelman. (2008, Jun 12). Also at ASGT: Collins Steps Down [Web log post]. Retrieved from http://www.translationalethics.com/2008/06/12/also-at-asgt-collins-steps-down/


Also Noted: Almost Licensed

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Also noticeable at this year’s ASGT meeting was what seemed to be a larger volume of phase 2 and 3 studies. One session was devoted to “late stage” clinical trials. I did not attend this– it conflicted with sessions on immunology and cancer gene transfer. Still, one observer told me, informally, that the first gene transfer product could very well be registered for commercial use in the U.S. within the next year.


Any truth to this?  The U.S. database of gene transfer trials lists 6 phase 3 gene transfer studies in the last two years; this represents 40% of all phase 3 gene transfer studies ever registered with the NIH. Three of these studies involve cancer; the other three are for various cardiovascular treatments.  I took a look at the abstract and press materials for the session I missed on late stage studies. In one case, the product only showed significant efficacy in women. In another, efficacy was significant only in populations with particular genetic profiles. But one needs to be very cautious interpreting efficacy claims that depend on subgroup analysis.

The third study was referenced above- it involved use of AAV for treatment of a rare genetic disease, LPL deficiency.  An interesting twist here: the researchers first developed the intervention in the Netherlands. They exhausted the entire Dutch population of LPL deficient patients for their first trial, which did not successfully correct the deficiency. The next trial was pursued in Quebec with a fresh patient pool. According to various conversations I had, this trial showed a lot of promise. Press materials for the company sponsor, Amsterdam Molecular Therapeutics, state “upon completion of the study the results will be part of the filing dossier for the marketing approval of Glybera(R).”

A number of other orphan disease studies, like ADA-SCID-show a lot of promise. What is badly needed now is  careful analysis of the ethical and policy challenges of gene transfer in the post-licensure era. My postings on biological generics give some hint of what I believe will emerge as a major challenge in this field: cost and access. (photo credit: home invasion tour 2007)

BibTeX

@Manual{stream2008-149,
    title = {Also Noted: Almost Licensed},
    journal = {STREAM research},
    author = {Jonathan Kimmelman},
    address = {Montreal, Canada},
    date = 2008,
    month = jun,
    day = 10,
    url = {http://www.translationalethics.com/2008/06/10/also-noted-almost-licensed/}
}

MLA

Jonathan Kimmelman. "Also Noted: Almost Licensed" Web blog post. STREAM research. 10 Jun 2008. Web. 10 Jan 2025. <http://www.translationalethics.com/2008/06/10/also-noted-almost-licensed/>

APA

Jonathan Kimmelman. (2008, Jun 10). Also Noted: Almost Licensed [Web log post]. Retrieved from http://www.translationalethics.com/2008/06/10/also-noted-almost-licensed/


Also Hot: Diplomatic Immunity for Vectors

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Also hot at the ASGT annual meeting: immunomodulation and gene transfer. The immune system has proven the bane of successful gene transfer (truth be told, there are other banes-like delivery). It confounds results. It causes toxicity. It stymies efficacy. It’s unpredictable. It behaves one way in some tissues-the blood- and another way in other tissues- the gut.


Talk after talk was devoted to ways of better managing immune responses in gene transfer studies. This consisted of recruiting: cancer gene transfer researcher Steven Albelda spoke about ways to reduce inhibition of immune response within tumors so that immune-based strategies can work against cancer. Antonio Chiocca discussed how the immune system thwarts cancer virotherapy (that is, use of viruses that selectively infect and destroy tumor cells) and how, in his estimate, translating this approach will require dampening the immune response of patients.  Along a similar vein, researchers in Quebec and Netherlands showed encouraging results using short-term immunosuppression in a protocol using AAV vectors against a rare genetic disease, lipoprotein lipase deficiency. (photo credit: Miss Starr, Neutrophil migrating across bone marrow, 2007)

BibTeX

@Manual{stream2008-150,
    title = {Also Hot: Diplomatic Immunity for Vectors},
    journal = {STREAM research},
    author = {Jonathan Kimmelman},
    address = {Montreal, Canada},
    date = 2008,
    month = jun,
    day = 9,
    url = {http://www.translationalethics.com/2008/06/09/also-hot-diplomatic-immunity-for-vectors/}
}

MLA

Jonathan Kimmelman. "Also Hot: Diplomatic Immunity for Vectors" Web blog post. STREAM research. 09 Jun 2008. Web. 10 Jan 2025. <http://www.translationalethics.com/2008/06/09/also-hot-diplomatic-immunity-for-vectors/>

APA

Jonathan Kimmelman. (2008, Jun 09). Also Hot: Diplomatic Immunity for Vectors [Web log post]. Retrieved from http://www.translationalethics.com/2008/06/09/also-hot-diplomatic-immunity-for-vectors/


What’s HOT: ASGT Annual Meeting

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I’ve just returned from the annual American Society of Gene Therapy Meeting.  In the next several posts, I share my impressions on the state of the field in 2008.


What’s Hot? Retinal gene transfer. The buzzzzzz of the meeting was the recent promising results for the Leber’s Congenital Amaurosis study (discussed in previous posts). In one session, U of Florida researcher William Hauswirth shared results of a third LCA study using AAV.  His talk described results using functional MRI showing that visual centers in the brain are activated in LCA dogs following application of his vector. As for the results of the U Florida study, 3 volunteers received vector so far. No visual recovery was observed per se, though they saw large increases in light sensitivity. Hauswirth attributed the modest visual recovery results to the fact that only one section of the retina received vector.

In talking with many researchers not involved with this study, it’s clear that the field sees this as the most exciting development of the year, and is putting its money on this horse to ride the field out of adversity. (photo credit: Chubby Bat 2007)

BibTeX

@Manual{stream2008-151,
    title = {What’s HOT: ASGT Annual Meeting},
    journal = {STREAM research},
    author = {Jonathan Kimmelman},
    address = {Montreal, Canada},
    date = 2008,
    month = jun,
    day = 2,
    url = {http://www.translationalethics.com/2008/06/02/whats-hot-asgt-annual-meeting/}
}

MLA

Jonathan Kimmelman. "What’s HOT: ASGT Annual Meeting" Web blog post. STREAM research. 02 Jun 2008. Web. 10 Jan 2025. <http://www.translationalethics.com/2008/06/02/whats-hot-asgt-annual-meeting/>

APA

Jonathan Kimmelman. (2008, Jun 02). What’s HOT: ASGT Annual Meeting [Web log post]. Retrieved from http://www.translationalethics.com/2008/06/02/whats-hot-asgt-annual-meeting/


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